Books as Windows to the Past
April 21, 2020Hippolyte Taine |
Hippolyte Adolphe Taine
(1863)
Vol. 39, pp. 410-418 of
The Harvard Classics
Through the pages of
a book the reader sees the life of past days. Carnivals, processions,
battles, coronations, voyages - the whole history of the world and
its people is revealed in a stupendous pageant. Taine was a Frenchman
who wrote an unsurpassed history of English literature; its
introduction reveals the unusual combination of an imaginative and an
analytical style.
(H. A. Taine born
April 21, 1828.)
Introduction
to the History of English Literature
1 HISTORY,
within a hundred years in Germany, and within sixty years in France,
has undergone a transformation owing to a study of literatures.
The discovery has been made that a
literary work is not a mere play of the imagination, the isolated
caprice of an excited brain, but a transcript of contemporary manners
and customs and the sign of a particular state of intellect. The
conclusion derived from this is that, through literary monuments, we
can retrace the way in which men felt and thought many centuries ago.
This method has been tried and found successful.
We have meditated over these ways of
feeling and thinking and have accepted them as facts of prime
significance. We have found that they were dependent on most
important events, that they explain these, and that these explain
them, and that henceforth it was necessary to give them their place
in history, and one of the highest. This place has been assigned to
them, and hence all is changed in history—the aim, the method, the
instrumentalities, and the conceptions of laws and of causes. It is
this change as now going on, and which must continue to go on, that
is here attempted to be set forth.
On turning over the large stiff pages
of a folio volume, or the yellow leaves of a manuscript, in short, a
poem, a code of laws, a confession of faith, what is your first
comment? You say to yourself that the work before you is not of its
own creation. It is simply a mold like a fossil shell, an imprint
similar to one of those forms embedded in a stone by an animal which
once lived and perished. Beneath the shell was an animal and behind
the document there was a man. Why do you study the shell unless to
form some idea of the animal? In the same way do you study the
document in order to comprehend the man; both shell and document are
dead fragments and of value only as indications of the complete
living being. The aim is to reach this being; this is what you strive
to reconstruct. It is a mistake to study the document as if it
existed alone by itself. That is treating things merely as a pedant,
and you subject yourself to the illusions of a book-worm. At bottom
mythologies and languages are not existences; the only realities are
human beings who have employed words and imagery adapted to their
organs and to suit the original cast of their intellects. A creed is
nothing in itself. Who made it? Look at this or that portrait of the
sixteenth century, the stern, energetic features of an archbishop or
of an English martyr. Nothing exists except through the individual;
it is necessary to know the individual himself. Let the parentage of
creeds be established, or the classification of poems, or the growth
of constitutions, or the transformations of idioms, and we have only
cleared the ground. True history begins when the historian has
discerned beyond the mists of ages the living, active man, endowed
with passions, furnished with habits, special in voice, feature,
gesture and costume, distinctive and complete, like anybody that you
have just encountered in the street. Let us strive then, as far as
possible, to get rid of this great interval of time which prevents us
from observing the man with our eyes, the eyes of our own
head. What revelations do we find in the calendared leaves
of a modern poem? A modern poet, a man like De Musset, Victor Hugo,
Lamartine, or Heine, graduated from a college and traveled, wearing a
dress-coat and gloves, favored by ladies, bowing fifty times and
uttering a dozen witticisms in an evening, reading daily newspapers,
generally occupying an apartment on the second story, not
over-cheerful on account of his nerves, and especially because, in
this dense democracy in which we stifle each other, the discredit of
official rank exaggerates his pretensions by raising his importance,
and, owing to the delicacy of his personal sensations, leading him to
regard himself as a Deity. Such is what we detect behind
modern meditations and sonnets.
Again, behind a tragedy of the
seventeenth century there is a poet, one, for example, like Racine,
refined, discreet, a courtier, a fine talker, with majestic perruque
and ribboned shoes, a monarchist and zealous Christian, “God having
given him the grace not to blush in any society on account of zeal
for his king or for the Gospel,” clever in interesting the monarch,
translating into proper French “the gaulois of
Amyot,” deferential to the great, always knowing how to keep his
place in their company, assiduous and respectful at Marly as at
Versailles, amid the formal creations of a decorative landscape and
the reverential bows, graces, intrigues, and fineness of the braided
seigniors who get up early every morning to obtain the reversion of
an office, together with the charming ladies who count on their
fingers the pedigrees which entitle them to a seat on a footstool. On
this point consult Saint-Simon and the engravings of Pérelle, the
same as you have just consulted Balzac and the watercolor drawings of
Eugène Lami.
In like manner, on reading a Greek
tragedy, our first care is to figure to ourselves the Greeks, that is
to say, men who lived halfnaked in the gymnasiums or on a public
square under a brilliant sky, in full view of the noblest and most
delicate landscape, busy in rendering their bodies strong and agile,
in conversing together, in arguing, in voting, in carrying out
patriotic piracies, and yet idle and temperate, the furniture of
their houses consisting of three earthen jars and their food of two
pots of anchovies preserved in oil, served by slaves who afford them
the time to cultivate their minds and to exercise their limbs, with
no other concern than that of having the most beautiful city, the
most beautiful processions, the most beautiful ideas, and the most
beautiful men. In this respect, a statue like the “Meleager” or
the “Theseus” of the Parthenon, or again a sight of the blue and
lustrous Mediterranean, resembling a silken tunic out of which
islands arise like marble bodies, together with a dozen choice
phrases selected from the works of Plato and Aristophanes, teach us
more than any number of dissertations and commentaries.
And so again, in order to understand
an Indian Purana, one must begin by imagining the father of a family
who, “having seen a son on his son’s knees,” follows the law
and, with ax and pitcher, seeks solitude under a banyan tree, talks
no more, multiplies his fastings, lives naked with four fires around
him under the fifth fire, that terrible sun which endlessly devours
and resuscitates all living things; who fixes his imagination in turn
for weeks at a time on the foot of Brahma, then on his knee, on his
thigh, on his navel, and so on, until, beneath the strain of this
intense meditation, hallucinations appear, when all the forms of
being, mingling together and transformed into each other, oscillate
to and fro in this vertiginous brain until the motionless man, with
suspended breath and fixed eyeballs, beholds the universe melting
away like vapor over the vacant immensity of the Being in which he
hopes for absorption. In this case the best of teachings would be a
journey in India; but, for lack of a better one, take the narratives
of travelers along with works in geography, botany, and ethnology. In
any event, there must be the same research. A language, a law, a
creed, is never other than an abstraction; the perfect thing is found
in the active man, the visible corporeal figure which eats, walks,
fights, and labors. Set aside the theories of constitutions and their
results, of religions and their systems, and try to observe men in
their workshops or offices, in their fields along with their own sky
and soil, with their own homes, clothes, occupations and repasts,
just as you see them when, on landing in England or in Italy, you
remark their features and gestures, their roads and their inns, the
citizen on his promenades and the workman taking a drink. Let us
strive as much as possible to supply the place of the actual,
personal, sensible observation that is no longer practicable, this
being the only way in which we can really know the man; let us make
the past present; to judge of an object it must be present; no
experience can be had of what is absent. Undoubtedly, this sort of
reconstruction is always imperfect; only an imperfect judgment can be
based on it; but let us do the best we can; incomplete knowledge is
better than none at all, or than knowledge which is erroneous, and
there is no other way of obtaining knowledge approximatively of
bygone times than by seeing approximatively the men
of former times.
Such is the first step in history.
This step was taken in Europe at the end of the last century when the
imagination took fresh flight under the auspices of Lessing and
Walter Scott, and a little later in France under Chateaubriand,
Augustin Thierry, Michelet, and others. We now come to the second
step.
ON OBSERVING the
visible man with your own eyes what do you try to find in him? The
invisible man. These words which your ears catch, those gestures,
those airs of the head, his attire and sensible operations of all
kinds, are, for you, merely so many expressions; these express
something, a soul. An inward man is hidden beneath the outward man,
and the latter simply manifests the former. You have observed the
house in which he lives, his furniture, his costume, in order to
discover his habits and tastes, the degree of his refinement or
rusticity, his extravagance or economy, his follies or his
cleverness. You have listened to his conversation and noted the
inflexions of his voice, the attitudes he has assumed, so as to judge
of his spirit, self-abandonment or gayety, his energy or his
rigidity. You consider his writings, works of art, financial and
political schemes, with a view to measure the reach and limits of his
intelligence, his creative power and self-command, to ascertain the
usual order, kind, and force of his conceptions, in what way he
thinks and how he resolves. All these externals are so many avenues
converging to one center, and you follow these only to reach that
center; here is the real man, namely, that group of faculties and of
sentiments which produces the rest. Behold a new world, an infinite
world; for each visible action involves an infinite train of
reasonings and emotions, new or old sensations which have combined to
bring this into light and which, like long ledges of rock sunk deep
in the earth, have cropped out above the surface and attained their
level. It is this subterranean world which forms the second aim, the
special object of the historian. If his critical education suffices,
he is able to discriminate under every ornament in architecture,
under every stroke of the brush in a picture, under each phrase of
literary composition, the particular sentiment out of which the
ornament, the stroke, and the phrase have sprung; he is a spectator
of the inward drama which has developed itself in the breast of the
artist or writer; the choice of words, the length or shortness of the
period, the species of metaphor, the accent of a verse, the chain of
reasoning—all are to him an indication; while his eyes are reading
the text his mind and soul are following the steady flow and
ever-changing series of emotions and conceptions from which this text
has issued; he is working out its psychology. Should
you desire to study this operation, regard the promoter and model of
all the high culture of the epoch, Goethe, who, before composing his
“Iphigenia” spent days in making drawings of the most perfect
statues and who, at last, his eyes filled with the noble forms of
antique scenery and his mind penetrated by the harmonious beauty of
antique life, succeeded in reproducing internally, with such
exactness, the habits and yearnings of Greek imagination as to
provide us with an almost twin sister of the “Antigone” of
Sophocles and of the goddesses of Phidias. This exact and
demonstrated divination of bygone sentiments has, in our days, given
a new life to history. There was almost complete ignorance of this in
the last century; men of every race and of every epoch were
represented as about alike, the Greek, the barbarian, the Hindoo, the
man of the Renaissance and the man of the eighteenth century, cast in
the same mold and after the same pattern, and after a certain
abstract conception which served for the whole human species. There
was a knowledge of man but not of men. There was no penetration into
the soul itself; nothing of the infinite diversity and wonderful
complexity of souls had been detected; it was not known that the
moral organization of a people or of an age is as special and
distinct as the physical structure of a family of plants or of an
order of animals. History to-day, like zoölogy, has found its
anatomy, and whatever branch of it is studied, whether philology,
languages or mythologies, it is in this way that labor must be given
to make it produce new fruit. Among so many writers who, since
Herder, Ottfried Müller, and Goethe have steadily followed and
rectified this great effort, let the reader take two historians and
two works, one “The Life and Letters of Cromwell” by Carlyle, and
the other the “Port Royal” of Sainte-Beuve. He will see how
precisely, how clearly, and how profoundly we detect the soul of a
man beneath his actions and works; how, under an old general and in
place of an ambitious man vulgarly hypocritical, we find one
tormented by the disordered reveries of a gloomy imagination, but
practical in instinct and faculties, thoroughly English and strange
and incomprehensible to whoever has not studied the climate and the
race; how, with about a hundred scattered letters and a dozen or more
mutilated speeches, we follow him from his farm and his team to his
general’s tent and to his Protector’s throne, in his
transformation and in his development, in his struggles of conscience
and in his statesman’s resolutions, in such a way that the
mechanism of his thought and action becomes visible and the ever
renewed and fitful tragedy, within which wracked this great gloomy
soul, passes like the tragedies of Shakespeare into the souls of
those who behold them. We see how, behind convent disputes and the
obstinacy of nuns, we recover one of the great provinces of human
psychology; how fifty or more characters, rendered invisible through
the uniformity of a narration careful of the proprieties, came forth
in full daylight, each standing out clear in its countless
diversities; how, underneath theological dissertations and monotonous
sermons, we discern the throbbings of ever-breathing hearts, the
excitements and depressions of the religious life, the unforeseen
reaction and pell-mell stir of natural feeling, the infiltrations of
surrounding society, the intermittent triumphs of grace, presenting
so many shades of difference that the fullest description and most
flexible style can scarcely garner in the vast harvest which the
critic has caused to germinate in this abandoned field. and the same
elsewhere. Germany, with its genius, so pliant, so broad, so prompt
in transformations, so fitted for the reproduction of the remotest
and strangest states of human thought; England, with its
matter-of-fact mind, so suited to the grappling with moral problems,
to making them clear by figures, weights, and measures, by geography
and statistics, by texts and common sense; France, at length, with
its Parisian culture and drawing-room habits, with its unceasing
analysis of characters and of works, with its ever ready irony at
detecting weaknesses, with its skilled finesse in discriminating
shades of thought—all have plowed over the same ground, and we now
begin to comprehend that no region of history exists in which this
deep sub-soil should not be reached if we would secure adequate crops
between the furrows.
Such is the second step, and we are
now in train to follow it out. Such is the proper aim of contemporary
criticism. No one has done this work so judiciously and on so grand a
scale as Sainte-Beuve; in this respect, we are all his pupils;
literary, philosophic, and religious criticism in books, and even in
the newspapers, is to-day entirely changed by his method. Ulterior
evolution must start from this point. I have often attempted to
expose what this evolution is; in my opinion, it is a new road open
to history and which I shall strive to describe more in detail.
Note 1.
Hippolyte Adolphe Taine (b. 1828; d. 1893) was one of the most
distinguished French critics of the nineteenth century. He held the
chair of esthetics at the Ecole des Beaux Arts, and wrote a large
number of works in history, travel, and literary criticism. His
“History of English Literature” is the most brilliant book on the
subject ever written by a foreigner; and in this introduction he
expounds the method of criticism which has come to be associated with
his name, and in accordance with which he seeks to interpret the
characteristics of English authors.
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